Plan Snapshot
- Plan Sponsor: Cerity Partners Management LLC
- Sponsor EIN: 823417410
- Sponsor Address: 601 S FIGUEROA ST, LOS ANGELES, CA, 900175783
- Plan Type: DC
- Total Participants: 1,146
- Total Assets: $130.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,146 | $130.8M | $6.3M | $15.6M |
| 2023 | 896 | $90.2M | $5.0M | $12.7M |
| 2022 | 478 | $47.0M | $2.5M | $6.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $83,351 | — | $83,351 |
| BAKER TILLY, US LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $83,351
- Estimated Expense Ratio: 0.064% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $83,351 | — | $83,351 | — | — |
| 2023 | $63,391 | — | $63,391 | — | — |
| 2022 | $41,968 | — | $41,968 | — | — |