Plan Snapshot
- Plan Sponsor: Oaktree Capital Management
- Sponsor EIN: 260189082
- Sponsor Address: 333 S. GRAND AVE., LOS ANGELES, CA, 90071
- Plan Type: 401(k)
- Total Participants: 922
- Total Assets: $404.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 922 | $404.1M | $6.4M | $19.4M |
| 2023 | 936 | $340.4M | $6.0M | $17.9M |
| 2022 | 856 | $273.1M | $5.1M | $15.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | NONE | $250,027 | — | $250,027 |
| SAGEVIEW ADVISORY GROUP LLC | NONE | $128,750 | — | $128,750 |
| HUTCHINSON AND BLOODGOOD LLP | NONE | $58,250 | — | $58,250 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE VANGUARD GROUP, INC. — NONE
- SAGEVIEW ADVISORY GROUP LLC — NONE
- HUTCHINSON AND BLOODGOOD LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $437,027
- Estimated Expense Ratio: 0.108% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $434,991 | — | — | — | — |
| 2023 | $57,056 | — | — | — | — |
| 2022 | $218,457 | — | — | — | — |