Plan Snapshot
- Plan Sponsor: Allianz Asset Management Of America LLC
- Sponsor EIN: 990994535
- Sponsor Address: 650 NEWPORT CENTER DR., NEWPORT BEACH, CA, 92660
- Plan Type: 401(k)
- Total Participants: 2,228
- Total Assets: $2.2B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,228 | $2.2B | $53.8M | $40.3M |
| 2023 | 2,419 | $1.9B | $59.2M | $43.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | Recordkeeper | $219,925 | — | $219,925 |
| EP WEALTH ADVISORS LLC | Other Service Provider | $36,715 | — | $36,715 |
| CHARLES SCHWAB & CO., INC. | Recordkeeper | $29,864 | $51 | $29,915 |
| SIGNATUREFD LLC | Other Service Provider | $23,286 | — | $23,286 |
| EVOKE WEALTH LLC | Other Service Provider | $15,685 | — | $15,685 |
| MARINER PLATFORM SOLUTIONS LLC | Other Service Provider | $13,130 | — | $13,130 |
| BROWN BROTHERS HARRIMAN | Other Service Provider | $10,793 | — | $10,793 |
| PRIVATE OCEAN | Other Service Provider | $9,662 | — | $9,662 |
| WEALTH ENHANCEMENT ADVISORY SE | Other Service Provider | $6,862 | — | $6,862 |
| FISHER INVESTMENTS | Recordkeeper | $5,006 | — | $5,006 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES,INC — Recordkeeper
- CHARLES SCHWAB & CO., INC. — Recordkeeper
- FISHER INVESTMENTS — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $370,979
- Estimated Expense Ratio: 0.017% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $350,869 | $120,226 | $10,793 | — | — |
| 2023 | $213,040 | $96,600 | — | — | — |