Plan Snapshot
- Plan Sponsor: Caxton Associates, LP
- Sponsor EIN: 223430173
- Sponsor Address: 500 PARK AVENUE, 9TH FLOOR, NEW YORK, NY, 10022
- Plan Type: 401(k)
- Total Participants: 31
- Total Assets: $57.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 31 | $57.8M | $128,289 | $394,362 |
| 2023 | 22 | $51.3M | $105,841 | $582,738 |
| 2022 | 39 | $43.4M | $204,766 | $763,941 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CITRIN COOPERMAN & COMPANY, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | -$12,022 | $1,766 | — | — | — |
| 2023 | -$9,492 | $2,996 | $1,200 | — | — |
| 2022 | -$10,181 | $3,431 | — | — | — |