Plan Snapshot
- Plan Sponsor: Capform, INC.
- Sponsor EIN: 751677890
- Sponsor Address: 1455 HALSEY WAY, CARROLLTON, TX, 75007
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $0 | -$4,260 | $339,806 |
| 2023 | 708 | $6.6M | $33,090 | $355,799 |
| 2022 | 598 | $6.1M | $26,374 | $381,811 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | Investment Advisor | $35,744 | — | $35,744 |
| UNITED OF OMAHA | Other Service Provider | $8,804 | — | $8,804 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- COMMONWEALTH FINANCIAL NETWORK — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $44,548
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $28,811 | $21,015 | $7,796 | — | — |
| 2023 | $22,274 | $17,872 | $4,402 | — | — |
| 2022 | $24,124 | $18,668 | $5,456 | — | — |