Plan Snapshot
- Plan Sponsor: Brock Enterprises, LLC
- Sponsor EIN: 741266414
- Sponsor Address: 10343 SAM HOUSTON PARK DRIVE, HOUSTON, TX, 77064
- Plan Type: 401(k)
- Total Participants: 6,469
- Total Assets: $88.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 6,469 | $88.9M | $1.5M | $6.4M |
| 2023 | 6,760 | $84.5M | $928,351 | $5.5M |
| 2022 | 6,073 | $47.1M | $1.1M | $4.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $104,892 | — | $104,892 |
| WHITLEYPENN | ACCOUNTANT/AUDITOR | $67,034 | — | $67,034 |
| CREATIVE PLANNING LLC | ADVISOR | $65,000 | — | $65,000 |
| ARMANINO LLP | ACCOUNTANT/AUDITOR | $18,375 | — | $18,375 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- WHITLEYPENN — ACCOUNTANT/AUDITOR
- CREATIVE PLANNING LLC — ADVISOR
- ARMANINO LLP — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $255,301
- Estimated Expense Ratio: 0.287% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $255,301 | $65,000 | $1,200 | $85,409 | — |
| 2023 | $256,242 | $65,000 | — | $58,350 | — |
| 2022 | $197,459 | — | — | — | — |