Plan Snapshot
- Plan Sponsor: Bot Of Iuoe Stationary Engineers Local 39 Pension Plan
- Sponsor EIN: 946118939
- Sponsor Address: 4160 DUBLIN BOULEVARD, SUITE 100, DUBLIN, CA, 94568
- Plan Type: DB
- Total Participants: 4,997
- Total Assets: $2.0B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 4,997 | $2.0B | $127.2M | $0 |
| 2023 | 5,166 | $1.8B | $117.0M | $0 |
| 2022 | 5,142 | $1.6B | $104.7M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRAYSTONE CONSULTING/MORGAN STANLEY | Recordkeeper | $2,032,003 | — | $2,032,003 |
| FOUNDRY PARTNERS LLC | Other Service Provider | $1,340,995 | — | $1,340,995 |
| NEWTOWER TRUST COMPANY | Other Service Provider | $765,974 | — | $765,974 |
| POLEN CAPITAL MANAGEMENT LLC | Other Service Provider | $749,044 | — | $749,044 |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | Other Service Provider | $493,645 | — | $493,645 |
| HEALTH SERVICES & BENEFIT ADMINISTR | Other Service Provider | $464,000 | — | $464,000 |
| WASHINGTON CAPITAL MANAGEMENT INC. | Other Service Provider | $388,363 | — | $388,363 |
| MACKAY SHIELDS LLC | Recordkeeper | $2,022 | $322,581 | $324,603 |
| WITHUMSMITH+BROWN, PC | Auditor | $322,995 | — | $322,995 |
| WEINBERG, ROGER & ROSENFELD | Other Service Provider | $315,658 | — | $315,658 |
| CAMBIAR INVESTORS LLC | Other Service Provider | $305,762 | — | $305,762 |
| BENESYS | Other Service Provider | $252,316 | — | $252,316 |
| APOGEM CAPITAL, LLC | Other Service Provider | $251,159 | — | $251,159 |
| FIERA CAPITAL, INC. | Other Service Provider | $228,893 | — | $228,893 |
| THE NORTHERN TRUST COMPANY | Other Service Provider | $186,783 | — | $186,783 |
| CHEIRON, INC. | Other Service Provider | $166,104 | — | $166,104 |
| MCMORGAN & COMPANY, LLC | Other Service Provider | $163,412 | — | $163,412 |
| SEGAL SELECT INSURANCE SERVICES | Other Service Provider | — | $34,739 | $34,739 |
| GOLDMAN SACHS & CO. | Investment Advisor | $17,025 | — | $17,025 |
| FREMONT BANK | Other Service Provider | $15,293 | — | $15,293 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GRAYSTONE CONSULTING/MORGAN STANLEY — Recordkeeper
- MACKAY SHIELDS LLC — Recordkeeper
- WITHUMSMITH+BROWN, PC — Auditor
- GOLDMAN SACHS & CO. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $8,818,766
- Estimated Expense Ratio: 0.450% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,165,941 | $6,993,568 | $716,316 | $69,757 | — |
| 2023 | $8,749,551 | $6,598,203 | $756,948 | $47,300 | — |
| 2022 | $11,182,140 | $7,310,608 | $744,150 | — | $888,974 |