Plan Snapshot
- Plan Sponsor: Board Of Trustees Of Stationary Engineers Local 39
- Sponsor EIN: 946171641
- Sponsor Address: 4160 DUBLIN BOULEVARD, SUITE 400, DUBLIN, CA, 94568
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 3,641
- Total Assets: $218.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,641 | $218.8M | $114.7M | $849,542 |
| 2023 | 3,650 | $196.2M | $106.2M | $886,335 |
| 2022 | 3,542 | $173.7M | $99.6M | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HEALTH SERVICES & BENEFIT ADMINISTR | Other Service Provider | $596,908 | — | $596,908 |
| THE SEGAL COMPANY, INC. | Recordkeeper | $130,873 | $271,056 | $401,929 |
| GRAYSTONE CONSULTING/MORGAN STANLEY | Other Service Provider | $316,129 | — | $316,129 |
| BENESYS | Other Service Provider | $309,327 | $738 | $310,065 |
| ANTHEM BLUE CROSS | Other Service Provider | $284,442 | — | $284,442 |
| DELTA DENTAL OF CALIFORNIA | Other Service Provider | $261,606 | — | $261,606 |
| WITHUMSMITH+BROWN, PC | Auditor | $203,826 | — | $203,826 |
| WEINBERG, ROGER & ROSENFELD | Other Service Provider | $138,440 | — | $138,440 |
| OPTUMRX, INC | Other Service Provider | $10,457 | $5,878 | $16,335 |
| EYEMED | Other Service Provider | $16,221 | — | $16,221 |
| ROAD RUNNER PRINTMAIL, INC. | Other Service Provider | $14,594 | — | $14,594 |
| SEGAL SELECT INSURANCE SERVICES | Other Service Provider | — | $13,896 | $13,896 |
| FREMONT BANK | Other Service Provider | $12,706 | — | $12,706 |
| TEAM ST INC | Other Service Provider | $8,826 | — | $8,826 |
| SMART SOURCE LLC | Other Service Provider | $5,474 | — | $5,474 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE SEGAL COMPANY, INC. — Recordkeeper
- WITHUMSMITH+BROWN, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,601,397
- Estimated Expense Ratio: 1.189% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,503,503 | $381,970 | $1,175,891 | $37,937 | — |
| 2023 | $2,378,971 | $316,129 | $1,185,505 | $36,500 | — |
| 2022 | $2,009,337 | $73,558 | $871,610 | — | $405,862 |