Plan Snapshot
- Plan Sponsor: Bonhams & Butterfields Auctioneers Corporation
- Sponsor EIN: 941719097
- Sponsor Address: 580 MADISON AVENUE, NEW YORK, NY, 10022
- Plan Type: 401(k)
- Total Participants: 263
- Total Assets: $35.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 263 | $35.3M | $555,095 | $1.7M |
| 2023 | 289 | $32.4M | $601,301 | $1.8M |
| 2022 | 203 | $28.6M | $374,254 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | INVESTMENT ADVISOR | $67,764 | — | $67,764 |
| MOSS ADAMS LLP | AUDITOR | $22,050 | — | $22,050 |
| BAKER TILLY US, LLP | Auditor | $22,050 | — | $22,050 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORD KEEPER | $18,335 | — | $18,335 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MOSS ADAMS LLP — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $130,199
- Estimated Expense Ratio: 0.368% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $108,149 | $67,764 | — | $22,050 | — |
| 2023 | $81,512 | $62,620 | — | — | — |
| 2022 | $62,579 | $45,285 | $17,294 | — | — |