Plan Snapshot
- Plan Sponsor: David Zwirner INC
- Sponsor EIN: 133686839
- Sponsor Address: 525 W 19TH ST, NEW YORK, NY, 100112808
- Plan Type: 401(k)
- Total Participants: 234
- Total Assets: $36.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 234 | $36.2M | $1.7M | $2.0M |
| 2023 | 259 | $28.9M | $2.4M | $1.8M |
| 2022 | 262 | $21.2M | $821,189 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RMR WEALTH BUILDERS, INC. | ADVISOR | $54,080 | — | $54,080 |
| PKF O'CONNOR DAVIES | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RMR WEALTH BUILDERS, INC. — ADVISOR
- PKF O'CONNOR DAVIES — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,080
- Estimated Expense Ratio: 0.149% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $77,157 | $54,080 | $21,848 | — | — |
| 2023 | $132,795 | $80,840 | $51,955 | — | — |
| 2022 | $124,932 | $85,642 | $39,290 | — | — |