Plan Snapshot
- Plan Sponsor: Board Of Trustees Of Local Union Number 130, Annuity Fund
- Sponsor EIN: 237062537
- Sponsor Address: 431 WYOMING AVENUE, SUITE 10, SCRANTON, PA, 185031228
- Plan Type: DC
- Plan Number: 001
- Total Participants: 492
- Total Assets: $12.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 492 | $12.3M | $302,280 | $0 |
| 2023 | 199 | $14.1M | $241,304 | $0 |
| 2022 | 196 | $14.2M | $289,030 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPTRUST FINANCIAL ADVISORS | Other Service Provider | $26,326 | — | $26,326 |
| LAWRENCE C. MUSGROVE ASSOCIATES | Other Service Provider | $16,373 | — | $16,373 |
| ALAN ROSS & COMPANY PC | Other Service Provider | $15,186 | — | $15,186 |
| JOHN HANCOCK TRUST COMPANY, LLC | Recordkeeper | $6,598 | — | $6,598 |
| BARATZ & ASSOCIATES PA | Other Service Provider | $6,020 | — | $6,020 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK TRUST COMPANY, LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $70,503
- Estimated Expense Ratio: 0.573% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $86,590 | $32,925 | $16,373 | $21,206 | — |
| 2023 | $225,069 | $142,129 | $43,078 | $15,645 | — |
| 2022 | $238,430 | $155,701 | $46,478 | — | $24,791 |