Plan Snapshot
- Plan Sponsor: Bd Of Trustees Annuity Fund Of The Iuoe Lcl Union 94, 94a, 94b Afl-Cio
- Sponsor EIN: 136817367
- Sponsor Address: 331-337 WEST 44TH STREET, NEW YORK, NY, 100365402
- Plan Type: DC
- Total Participants: 5,885
- Total Assets: $1.8B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 5,885 | $1.8B | $70.8M | $0 |
| 2023 | 5,817 | $1.7B | $68.5M | $0 |
| 2022 | 5,807 | $1.5B | $64.6M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EAGLE CAPITAL MANAGEMENT, LLC | Investment Advisor | $388,527 | — | $388,527 |
| WCM INVESTMENT MANAGEMENT, LLC | Other Service Provider | $381,830 | — | $381,830 |
| PROSKAUER ROSE, LLP | Other Service Provider | $376,914 | — | $376,914 |
| MADISON INVESTMENT ADVISORS, LLC | Investment Advisor | $200,168 | — | $200,168 |
| M. O'CONNOR | Other Service Provider | $181,832 | — | $181,832 |
| MACKAY SHIELDS, LLC | Recordkeeper | $141,140 | — | $141,140 |
| STACEY BRAUN ASSOCIATES INC. | Investment Advisor | $140,674 | — | $140,674 |
| SCHULTHEIS & PANETTIERI, LLP | Auditor | $132,584 | — | $132,584 |
| C. BAFFUTO | Other Service Provider | $111,857 | — | $111,857 |
| K. ANTONACCIO | Other Service Provider | $106,385 | — | $106,385 |
| PITTA, LLP | ERISA Attorney | $104,039 | — | $104,039 |
| T. SIEBOR | Other Service Provider | $102,614 | — | $102,614 |
| COLLINS BUILDING SERVICES INC. | Other Service Provider | $85,510 | — | $85,510 |
| MORGAN STANLEY SMITH BARNEY, LLC | Recordkeeper | $82,500 | — | $82,500 |
| JW THOMPSON INVESTMENTS, LLC | Other Service Provider | $78,750 | — | $78,750 |
| CONGRESS ASSET MANAGEMENT CO. | Other Service Provider | $77,231 | — | $77,231 |
| JP MORGAN CHASE BANK | Recordkeeper | $60,745 | — | $60,745 |
| SLC MANAGEMENT | Other Service Provider | $37,085 | — | $37,085 |
| SEGAL SELECT INSURANCE SERVICES INC | Other Service Provider | — | $32,007 | $32,007 |
| IMPALA PRESS, LTD | Other Service Provider | $26,067 | — | $26,067 |
| THE SEGAL COMPANY (EASTERN STATES) | Other Service Provider | $21,172 | — | $21,172 |
| HARBOR WATERPROOFING SERVICES LLC | Other Service Provider | $14,154 | — | $14,154 |
| KURITA AMERICA INC. | Other Service Provider | $12,789 | — | $12,789 |
| COGENT WASTE SOLUTIONS | Other Service Provider | $11,277 | — | $11,277 |
| JOHN HANCOCK RETIREMENT PLAN SERVIC | Recordkeeper | $7,548 | — | $7,548 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EAGLE CAPITAL MANAGEMENT, LLC — Investment Advisor
- MADISON INVESTMENT ADVISORS, LLC — Investment Advisor
- MACKAY SHIELDS, LLC — Recordkeeper
- SCHULTHEIS & PANETTIERI, LLP — Auditor
- MORGAN STANLEY SMITH BARNEY, LLC — Recordkeeper
- JP MORGAN CHASE BANK — Recordkeeper
- JOHN HANCOCK RETIREMENT PLAN SERVIC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,915,399
- Estimated Expense Ratio: 0.160% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,141,153 | $1,509,900 | — | $80,150 | — |
| 2023 | $2,834,731 | $1,320,618 | — | $75,000 | — |
| 2022 | $2,634,408 | $1,249,758 | — | — | $455,833 |