Plan Snapshot
- Plan Sponsor: Baker Donelson Bearman Caldwell & Berkowitz P.C.
- Sponsor EIN: 621047356
- Sponsor Address: 165 MADISON AVENUE 20TH FLOOR, MEMPHIS, TN, 38103
- Plan Type: 401(k)
- Total Participants: 1,160
- Total Assets: $627.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,160 | $627.6M | $21.2M | $17.0M |
| 2023 | 1,089 | $556.9M | $16.8M | $15.0M |
| 2022 | 1,031 | $501.3M | $14.9M | $12.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EUDAIMONIA ADVISORS LLC | Other Service Provider | $66,596 | — | $66,596 |
| RFG ADVISORY LLC | Other Service Provider | $42,621 | — | $42,621 |
| BURLEIGH CONSULTING GROUP | Recordkeeper | $37,250 | — | $37,250 |
| DELTA ASSET MANAGEMENT LLC | Other Service Provider | $36,186 | — | $36,186 |
| BUCKINGHAM STRATEGIC PARTNERS | Other Service Provider | $27,391 | — | $27,391 |
| ENVESTNET ASSET MANAGEMENT INC | Other Service Provider | $25,256 | — | $25,256 |
| KINGSWOOD WEALTH ADVISORS LLC | Other Service Provider | $25,097 | — | $25,097 |
| WAVERLY ADVISORS LLC | Other Service Provider | $24,733 | — | $24,733 |
| BAY HARBOR WEALTH MANAGEMENT | Other Service Provider | $18,964 | — | $18,964 |
| CAPITAL SOUTH WEALTH MANAGEMENT | Other Service Provider | $15,791 | — | $15,791 |
| WADDELL & ASSOCIATES LLC | Other Service Provider | $13,843 | — | $13,843 |
| LMCG INVESTMENTS LLC | Other Service Provider | $13,354 | — | $13,354 |
| HOWARD CAPITAL MANGAEMENT INC | Other Service Provider | $12,559 | — | $12,559 |
| CAP PARTNERS LLC | Other Service Provider | $9,800 | — | $9,800 |
| LBMC INVESTMENT ADVISORS LLC | Other Service Provider | $8,687 | — | $8,687 |
| EMPOWER ANNUITY INS. CO. OF AMERICA | Recordkeeper | $8,003 | — | $8,003 |
| PATTEN & PATTEN INC | Other Service Provider | $7,481 | — | $7,481 |
| CAPITAL MGMT SERVICES INC. | Other Service Provider | $6,735 | — | $6,735 |
| AXXCESS WEALTH MANAGEMENT LLC | Other Service Provider | $6,093 | — | $6,093 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $406,440
- Estimated Expense Ratio: 0.065% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $413,936 | — | $37,250 | — | — |
| 2023 | $123,294 | $69,645 | $19 | — | — |
| 2022 | $235,281 | $211,569 | $9,758 | — | $13,954 |