Plan Snapshot
- Plan Sponsor: Southern Orthodontic Partners Management, LLC
- Sponsor EIN: 841833465
- Sponsor Address: 333 11TH AVENUE SOUTH, NASHVILLE, TN, 37203
- Plan Type: 401(k)
- Total Participants: 925
- Total Assets: $30.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 925 | $30.1M | $1.8M | $3.6M |
| 2023 | 756 | $20.7M | $1.3M | $2.7M |
| 2022 | 573 | $12.0M | $827,802 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES | SERVICE PROVIDER | — | $64,988 | $64,988 |
| ACCESS RETIREMENT SERVICES, LLC | THIRD PARTY ADMINISTRATO | — | $6,502 | $6,502 |
| ASCENSUS | THIRD PARTY ADMINISTRATO | — | $5,177 | $5,177 |
| CARR RIGGS & INGRAM, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RAYMOND JAMES FINANCIAL SERVICES — SERVICE PROVIDER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $76,667
- Estimated Expense Ratio: 0.255% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $174,900 | — | $174,200 | — | — |
| 2023 | $124,149 | $16,123 | $108,026 | — | — |
| 2022 | $50,150 | — | $50,150 | — | — |