Plan Snapshot
- Plan Sponsor: Allworth Financial, LP
- Sponsor EIN: 680372662
- Sponsor Address: 340 PALLADIO PARKWAY, FOLSOM, CA, 95630
- Plan Type: 401(k)
- Total Participants: 517
- Total Assets: $76.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 517 | $76.7M | $3.6M | $5.9M |
| 2023 | 395 | $63.1M | $2.9M | $5.0M |
| 2022 | 352 | $45.8M | $2.4M | $4.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ERNST WINTTER & ASSOCIATES LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ERNST WINTTER & ASSOCIATES LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $84,824 | — | $52 | — | — |
| 2023 | $62,618 | — | — | — | — |
| 2022 | $48,851 | — | $48,851 | — | — |