About Stegner Investment Associates INC
<p>Employee-owned and fee-only since 1994, Stegner Investment Associates INC works as a fiduciary Registered Investment Advisor with an in-house investment research process built for long-term portfolio decisions.</p> <p>Headquartered in Louisville in the Ohio River Valley, the firm serves clients across the Louisville metro area and beyond. It works with high-net-worth individuals, retirement plans, and non-profit institutions, with $2.4B in assets under management (2026) and a staff of 11.</p> <p>For retirement plans, Stegner Investment Associates provides fiduciary support as a <a href="/plan-advisors">plan advisor</a> acting as an ERISA 3(21) co-fiduciary or an ERISA 3(38) investment manager. Individuals can use the firm for discretionary wealth management, while non-profits receive help with operating, endowment, and foundation assets.</p> <p>What sets the firm apart is its employee-owned structure paired with a research-driven approach that supports both discretionary and co-fiduciary plan roles under one roof.</p> <ul> <li>Founded in 1994; employee-owned, fee-only RIA</li> <li>Headquarters: Louisville, Kentucky</li> <li>Assets under management: $2.4B (2026)</li> <li>ERISA 3(21) co-fiduciary and 3(38) investment manager services</li> <li>Works with individuals, retirement plans, and non-profit institutions</li> </ul>
Website: https://www.stegnerinvestments.com/
Founded: 1994
Employees: 11
Office Locations
- Louisville, KY (Headquarters)
Services Offered
- 3(21) Investment Advisor
- 3(38) Investment Manager
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $2.4B
Plans Serviced (2024)
Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).
| Plan | Sponsor | Assets | Participants |
|---|---|---|---|
| UNIVERSITY OF LOUISVILLE PHYSICIANS, INC. PROFIT SHARING PLAN | UNIVERSITY OF LOUISVILLE PHYSICIANS, INC., KY | $161M | 3,232 |
| LANTECH 401(K) SAVINGS PLAN | LANTECH.COM, LLC, KY | $63M | 529 |
| UNITED COMMUNICATIONS, INC. EMPLOYEES PROFIT SHARING PLAN | UNITED COMMUNICATIONS, INC., KY | $11M | 353 |