About Guidance Capital, Inc.
<p>Built around its proprietary “Guidance Formula,” Guidance Capital, Inc. helps clients turn financial goals into a written plan with clear next steps.</p> <p>Headquartered in Louisville in the Ohio River Valley, the firm is a registered investment advisor that works with individuals on retirement-focused planning and investment management. It also takes on a 3(21) fiduciary role for retirement plans as a <a href="/plan-advisors">plan advisor</a>, providing investment advice to plan sponsors while the sponsor keeps final decision-making authority.</p> <p>Guidance Capital’s planning work covers retirement planning, estate planning, tax planning and tax-sensitive money management, insurance planning, and education savings planning. The firm reports $0.1B in assets under management (2026) and is registered to serve clients across Kentucky, California, Florida, Georgia, and Illinois.</p> <p>What sets the firm apart is its structured, formula-based approach that keeps planning discussions consistent from initial goals through ongoing reviews.</p> <ul> <li>Registered investment advisor based in Louisville, Kentucky</li> <li>3(21) fiduciary investment advice for retirement plans</li> <li>Investment management and tax-sensitive portfolio management</li> <li>Retirement, estate, tax, insurance, and education savings planning</li> <li>Registered in KY, CA, FL, GA, and IL</li> </ul>
Website: https://guidancecapital.com/
Office Locations
- Louisville, KY (Headquarters)
Services Offered
- 3(21) Investment Advisor
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $142.0M