About Steele Capital Management, Inc.
<p>From its family-business roots dating to 1946, Steele Capital Management, Inc. grew into a registered investment advisor incorporated in 1995. The firm is headquartered in Dubuque in eastern Iowa, with an additional office in West Des Moines in the Des Moines metro area.</p> <p>Steele Capital Management has 14 employees and reported $3.0B in assets under management (2026). The team works with individuals, families, and business owners across the U.S., with services that center on long-term investment management and financial planning.</p> <p>Planning work commonly covers retirement planning, estate planning, and tax planning, with an emphasis on building a roadmap that can be updated as life and markets change. The firm also works with employers on company-sponsored retirement plans, from plan design through implementation.</p> <p>One practical differentiator is the mix of professional credentials on staff, including CFA®, CFP®, and CPA, which supports both investment oversight and planning coordination.</p> <ul> <li><a href="/plan-advisors">Plan advisor</a> services for company-sponsored retirement plans</li> <li>Investment management</li> <li>Retirement, estate, and tax planning coordination</li> <li>Offices in Dubuque and West Des Moines, serving the broader Iowa region</li> </ul>
Website: https://www.steelecapital.com/
Founded: 1995
Employees: 14
Office Locations
- Dubuque, IA (Headquarters)
- West Des Moines, IA
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $3.0B
Plans Serviced (2024)
Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).
| Plan | Sponsor | Assets | Participants |
|---|---|---|---|
| MCFARLAND CLINIC, P.C. 401(K) PROFIT SHARING PLAN | MCFARLAND CLINIC, P.C., IA | $488M | 1,393 |
| MEDICAL ASSOCIATES CLINIC P. C. 401(K) PROFIT SHARING PLAN | MEDICAL ASSOCIATES CLINIC, P.C., IA | $320M | 1,103 |
| GRAND RIVER MEDICAL GROUP RETIREMENT PLAN | DUBUQUE INTERNAL MEDICINE PC DBA GRAND RIVER MEDICAL GROUP, IA | $91M | 332 |
| SIMMONS PERRINE MOYER BERGMAN PLC 401(K) PROFIT SHARING PLAN & TRUST | SIMMONS PERRINE MOYER BERGMAN PLC, IA | $57M | 117 |
| GAMMA TECHNOLOGIES, LLC RETIREMENT PLAN | GAMMA TECHNOLOGIES, LLC, IL | $47M | 145 |
| 401(k) Retirement Plan | Healthcare Sponsor, IA | $21M | 209 |
| 401(k) Retirement Plan | Manufacturing Sponsor, IA | $20M | 181 |
| 401(k) Retirement Plan | Professional Services Sponsor, WI | $19M | 184 |
| 401(k) Retirement Plan | Technology Sponsor, IA | $11M | 1,775 |
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