Heacock & Jones Financial Services, Inc.

About Heacock & Jones Financial Services, Inc.

<p>Founded in 2000 in Dubuque on the Iowa–Illinois–Wisconsin tri-state, Heacock &amp; Jones Financial Services, Inc. is a fee-only Registered Investment Advisor that works with individuals and employer retirement plans.</p> <p>The firm reports $0.4B in assets under management (2026) and operates as part of Wealth Enhancement Group following a 2023 acquisition. Its client mix includes high-net-worth individuals and institutions such as pension and profit-sharing plans, charitable organizations, and corporations.</p> <p>On the retirement plan side, Heacock &amp; Jones provides fiduciary services as both a 3(21) co-fiduciary advisor and a 3(38) investment manager. That combination lets plan sponsors choose between shared investment oversight or full discretionary management, depending on how much responsibility they want to retain.</p> <p>From its Dubuque headquarters, the team also handles financial planning, investment management, and retirement income planning, with attention to tax planning and estate considerations. The firm is registered in multiple states, including Iowa, Illinois, and Wisconsin.</p> <ul> <li>Fee-only RIA; part of Wealth Enhancement Group (acquired 2023)</li> <li>3(21) and 3(38) fiduciary services for employer plans</li> <li>Financial planning, investment management, and retirement income planning</li> <li>Works with pension/profit-sharing plans, charities, and corporations</li> <li>Based in Dubuque; registered in IA, IL, and WI</li> </ul>

Website: https://www.wealthenhancement.com/team/heacock-jones-team

Founded: 2000