Mesirow Financial Investment Management, Inc.

Retirement Plan Advisor

Chicago, IL

About Mesirow Financial Investment Management, Inc.

<p>Founded in 1937, Mesirow Financial Investment Management, Inc. is an independent, employee-owned advisory firm headquartered in Chicago and active across the Chicago metro area and beyond. It also has offices in Nashville, New York City, and London, supporting clients with needs that span U.S. and global markets.</p> <p>Mesirow’s retirement plan work includes 3(21) fiduciary services for plan sponsors that want documented investment guidance while retaining final decision-making authority. The firm also runs global investment management, capital markets, investment banking, and advisory practices, along with wealth management and executive benefit services.</p> <p>As of 2026, Mesirow reports $359.4B in assets under management. It has been named a “Best Places to Work in Money Management” by Pensions &amp; Investments.</p> <p>What sets Mesirow apart is the combination of an employee-owned structure with a multi-office platform that can support both local plan committees and larger institutional programs.</p> <ul> <li>3(21) fiduciary investment advice for retirement plan sponsors</li> <li>Institutional asset management and global investment management</li> <li>Capital markets and investment banking services</li> <li>Wealth management and executive benefit services</li> <li>Chicago headquarters with offices in Nashville, New York, and London</li> </ul>

Website: https://www.mesirow.com/home

Founded: 1937

Office Locations

  • Chicago, IL (Headquarters)

Services Offered

  • 3(21) Investment Advisor

Client Statistics (2026)

  • Total Clients: 0
  • Total AUM: $359.4B

Plans Serviced (2024)

Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).

PlanSponsorAssetsParticipants
AMERICAN GREETINGS RETIREMENT SAVINGS PLAN AMERICAN GREETINGS CORPORATION, OH $1.1B 2,731
PROSERVICE HAWAII 401(K) PLAN PROSERVICE PACIFIC, LLC DBA PROSERVICE HAWAII, HI $413M 13,591
OPENLANE, INC. 401(K) PLAN OPENLANE, INC., IN $315M 2,049
IAA 401(K) PLAN IAA HOLDINGS LLC., IL $290M 3,829
OSD MULTIPLE EMPLOYER 401(K) PLAN OFFICE OF THE SPECIAL DEPUTY RECEIVER, IL $261M 87
401(k) Retirement Plan Healthcare Sponsor, NY $232M 5,171
401(k) Retirement Plan Manufacturing Sponsor, IL $137M 1,401
401(k) Retirement Plan Professional Services Sponsor, IL $136M 4,068
401(k) Retirement Plan Technology Sponsor, IL $131M 1,886

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