Lombard Advisers Incorporated

About Lombard Advisers Incorporated

<p>From Fells Point in Baltimore’s Inner Harbor area, Lombard Advisers Incorporated works with plan sponsors as a fiduciary <a href="/plan-advisors">plan advisor</a>. The firm is a registered investment adviser and shares its primary address with its affiliate, Lombard Securities Incorporated.</p> <p>Lombard Advisers offers both 3(21) and 3(38) fiduciary services, with options that range from co-fiduciary investment guidance to discretionary investment management for retirement plans. It also has an office in Allentown, serving clients across the Mid-Atlantic and beyond.</p> <p>As of 2026, the firm reports $0.2B in assets under management. Lombard Advisers is actively registered in multiple states, including California, Colorado, Delaware, Florida, and Illinois.</p> <p>What sets the firm apart is the ability to pair RIA fiduciary advisory work with an affiliated FINRA/SIPC member broker-dealer, which can simplify coordination for sponsors who want both investment advisory and securities support under one umbrella.</p> <ul> <li>Plan-level fiduciary support as a <a href="/plan-advisors">plan advisor</a></li> <li>3(21) investment advice fiduciary services</li> <li>3(38) discretionary investment manager services</li> <li>Headquarters in Baltimore (Fells Point) with an office in Allentown, PA</li> <li>RIA with an affiliate, Lombard Securities Incorporated (FINRA/SIPC member)</li> </ul>

Website: https://lombardadvisers.com