About DiPiazza LaRocca Heeter & Co., LLC
<p>From its Mountain Brook office in the Birmingham metro, DiPiazza LaRocca Heeter & Co., LLC works with businesses and individuals across Alabama and outside the state. The firm has a team of 25 employees and is headquartered at 510 Office Park Drive, Suite 100, Mountain Brook, AL 35223.</p> <p>For plan sponsors, the firm handles employee benefit plan financial statement audits, including <a href="/auditors/401k">401(k) audits</a>. The audit team works with defined contribution plans and helps sponsors address IRS and DOL requirements tied to fiduciary oversight and plan compliance, with an emphasis on keeping the audit process organized and on schedule.</p> <p>Outside of benefit plan audits, the firm provides tax return preparation and tax consulting, along with accounting, bookkeeping, and payroll services. Clients also use the firm for financial planning, estate planning and management, and retirement planning, plus business consulting support related to operations, litigation matters, and financial management decisions.</p> <p>One point that sets the firm apart is the range of day-to-day accounting and payroll work it can pair with benefit plan audits, which can simplify coordination for ongoing finance and compliance needs.</p> <ul> <li>Employee benefit plan financial statement audits</li> <li><a href="/auditors/401k">401(k) plan audits</a> for defined contribution plans</li> <li>Tax preparation and tax consulting</li> <li>Accounting, bookkeeping, and payroll services</li> <li>Financial planning, estate planning, retirement planning, and litigation support</li> </ul>
Website: https://www.dlhcpa.com/
Employees: 25
Office Locations
- Birmingham, AL (Headquarters)
Accreditations & Certifications
- AICPA EBPAQC
- AICPA Member
Audit Statistics (2024)
- Total Plans Audited: 9
- Total AUM Audited: $454.8M
- 401(k): 9 plans, $454.8M AUM
Plans Serviced (2024)
Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).
| Plan | Sponsor | Assets | Participants |
|---|---|---|---|
| SIROTE & PERMUTT, P. C. PROFIT SHARING 401(K) PLAN | DENTONS SIROTE PC, AL | $114M | 142 |
| UROLOGY CENTERS OF ALABAMA, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN | UROLOGY CENTERS OF ALABAMA, P.C., AL | $58M | 219 |
| HENDERSON & WALTON WOMENS CENTER, P.C. 401K PROFIT SHARING PLAN | HENDERSON & WALTON WOMENS CENTER, P.C., AL | $27M | 81 |
| ROBERTS COMPANY, INC. SAVINGS PLAN AND TRUST | ROBERTS COMPANY, INC., MS | $9M | 677 |
| UCA 2019 PENSION PLAN | UROLOGY CENTERS OF ALABAMA, P.C., AL | $8M | 210 |
| 401(k) Retirement Plan | Healthcare Sponsor, AL | $3M | 193 |
| 401(k) Retirement Plan | Manufacturing Sponsor, AL | $1M | 689 |
| 401(k) Retirement Plan | Professional Services Sponsor, AL | $6,212 | — |
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