Plan Snapshot
- Plan Sponsor: Zotec Partners, LLC
- Sponsor EIN: 208762217
- Sponsor Address: 11460 NORTH MERIDIAN STREET, CARMEL, IN, 46032
- Plan Type: 401(k)
- Total Participants: 1,005
- Total Assets: $103.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,005 | $103.6M | $1.7M | $6.8M |
| 2023 | 951 | $88.7M | $2.1M | $6.6M |
| 2022 | 1,195 | $76.0M | $2.2M | $6.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | INVESTMENT ADVISOR | $103,859 | — | $103,859 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $86,138 | — | $86,138 |
| CROWE LLP | ACCOUNTANT/AUDITOR | $19,200 | — | $19,200 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY LLC — INVESTMENT ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $209,197
- Estimated Expense Ratio: 0.202% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $228,710 | — | — | $38,714 | — |
| 2023 | $222,412 | $150,765 | — | $7,235 | — |
| 2022 | $68,283 | — | — | — | — |