Plan Snapshot
- Plan Sponsor: Z&Z Holding Company, INC.
- Sponsor EIN: 461959833
- Sponsor Address: 11632 NE AINSWORTH CIRCLE, PORTLAND, OR, 97220
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 156
- Total Assets: $16.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 156 | $16.2M | $620,787 | $1.1M |
| 2022 | 158 | $20.5M | $575,935 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES INC | Investment Advisor | $32,500 | — | $32,500 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $14,542 | — | $14,542 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $5,380 | — | $5,380 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $52,422
- Estimated Expense Ratio: 0.324% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $52,422 | $37,880 | — | — | — |
| 2022 | $78,038 | — | $78,038 | — | — |