Plan Snapshot
- Plan Sponsor: Yum Brands, INC.
- Sponsor EIN: 133951308
- Sponsor Address: 1441 GARDINER LANE, LOUISVILLE, KY, 40213
- Plan Type: DB
- Total Participants: 2,196
- Total Assets: $711.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,196 | $711.2M | $0 | $0 |
| 2023 | 2,572 | $734.2M | $0 | $0 |
| 2022 | 3,778 | $753.6M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WILLIS TOWERS WATSON | Recordkeeper | $477,565 | — | $477,565 |
| NORTHERN TRUST COMPANY | Other Service Provider | $460,011 | — | $460,011 |
| TOWERS WATSON INVESTMENT SERVICE | Other Service Provider | $432,822 | — | $432,822 |
| MERCER | Other Service Provider | $222,733 | — | $222,733 |
| NISA INVESTMENT ADVISORS L.L.C. | Other Service Provider | $160,000 | — | $160,000 |
| PACIFIC INVESTMENT MANAGEMENT CO | Other Service Provider | $124,301 | — | $124,301 |
| CONDUENT HR SERVICES, LLC | Other Service Provider | $112,210 | — | $112,210 |
| CONDUENT HR SERVICES, LLC | Other Service Provider | $84,862 | — | $84,862 |
| KILPATRICK STOCKTON LLP | Other Service Provider | $80,358 | — | $80,358 |
| STATE STREET RESEARCH & MANAGEMENT | Other Service Provider | $45,342 | — | $45,342 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WILLIS TOWERS WATSON — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,200,204
- Estimated Expense Ratio: 0.309% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $7,272,000 | $762,000 | $202,000 | — | — |
| 2023 | $7,052,000 | $1,031,000 | $221,000 | — | — |
| 2022 | $3,981,000 | $1,097,000 | $238,000 | — | $685,000 |