Plan Snapshot
- Plan Sponsor: Yum Brands, INC.
- Sponsor EIN: 133951308
- Sponsor Address: 1441 GARDINER LN, LOUISVILLE, KY, 402131914
- Plan Type: 401(k)
- Total Participants: 22,667
- Total Assets: $989.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 22,667 | $989.8M | $23.3M | $40.8M |
| 2023 | 22,260 | $911.1M | $21.6M | $40.4M |
| 2022 | 21,365 | $809.9M | $19.5M | $37.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA ADVISORS LLC | CONTRACTUAL | $566,354 | — | $566,354 |
| VOYA INSTITUTIONAL PLAN SERVICES | RECORDKEEPER | $348,086 | — | $348,086 |
| STATE STREET GLOBAL ADVISORS TRUST | CONTRACTUAL | $195,775 | — | $195,775 |
| STATE STREET BANK AND TRUST CO | DIRECTED TRUSTEE | $125,265 | — | $125,265 |
| TOWERS WATSON INVESTMENT SERVICES, | CONTRACTUAL | $12,500 | — | $12,500 |
| KPMG | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- VOYA ADVISORS LLC — CONTRACTUAL
- KPMG — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,247,980
- Estimated Expense Ratio: 0.126% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,260,070 | — | — | — | — |
| 2023 | $846,501 | — | — | — | — |
| 2022 | $781,943 | — | — | — | — |