Plan Snapshot
- Plan Sponsor: Xr Trading LLC
- Sponsor EIN: 743046241
- Sponsor Address: 550 WEST JACKSON BLVD, SUITE 1000, CHICAGO, IL, 60661
- Plan Type: 401(k)
- Total Participants: 84
- Total Assets: $48.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 84 | $48.6M | $1.1M | $2.6M |
| 2023 | 116 | $40.4M | $1.1M | $2.6M |
| 2022 | 106 | $32.0M | $802,721 | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DUFEK & COMPANY, LLC | Auditor | $75,000 | — | $75,000 |
| MMA SECURITIES | INVESTMENT ADVISOR | $30,000 | — | $30,000 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $29,030 | — | $29,030 |
| UBS FINANCIAL SERVICES INC | ADVISOR | $15,920 | — | $15,920 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DUFEK & COMPANY, LLC — Auditor
- MMA SECURITIES — INVESTMENT ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- UBS FINANCIAL SERVICES INC — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $149,950
- Estimated Expense Ratio: 0.308% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $149,865 | $48,282 | — | $75,000 | — |
| 2023 | $85,639 | $60,232 | — | — | — |
| 2022 | $83,701 | $182 | — | — | — |