Plan Snapshot
- Plan Sponsor: Winters Bros. Waste Systems Of Long Island
- Sponsor EIN: 611729674
- Sponsor Address: 120 NANCY ST., WEST BABYLON, NY, 11704
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 127
- Total Assets: $7.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 127 | $7.3M | $415,809 | $806,224 |
| 2022 | 113 | $5.2M | $333,364 | $589,311 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $45,583 | — | $45,583 |
| S B H U LIFE AGENCY INC | Investment Advisor | — | $18,453 | $18,453 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- S B H U LIFE AGENCY INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $64,036
- Estimated Expense Ratio: 0.883% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $47,684 | — | $47,684 | — | — |
| 2022 | $563,512 | — | — | — | — |