Plan Snapshot
- Plan Sponsor: White Rock Oil & Gas, LLC
- Sponsor EIN: 455278017
- Sponsor Address: 5810 TENNYSON PKWY, SUITE 500, PLANO, TX, 75024
- Plan Type: 401(k)
- Total Participants: 102
- Total Assets: $10.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 102 | $10.5M | $665,593 | $919,152 |
| 2023 | 118 | $9.7M | $630,390 | $875,757 |
| 2022 | 105 | $6.7M | $555,121 | $802,549 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $89,113 | — | $89,113 |
| LPL FINANCIAL LLC RPCP | INVESTMENT ADVISORY | — | $47,759 | $47,759 |
| DEFINITI, LLC | THIRD PARTY ADMINISTRATO | $5,575 | $4,960 | $10,535 |
| PSK, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PSK, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $147,407
- Estimated Expense Ratio: 1.399% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $94,688 | — | $94,688 | — | — |
| 2023 | $73,259 | — | $73,259 | — | — |
| 2022 | $64,594 | — | $64,594 | — | — |