Plan Snapshot
- Plan Sponsor: White Oak Global Advisors, LLC
- Sponsor EIN: 260340395
- Sponsor Address: 3 EMBARCADERO CENTER SUITE 550, SAN FRANCISCO, CA, 94111
- Plan Type: 401(k)
- Total Participants: 192
- Total Assets: $48.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 192 | $48.1M | $1.5M | $2.7M |
| 2023 | 230 | $45.6M | $1.8M | $3.2M |
| 2022 | 211 | $38.1M | $2.3M | $4.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OSAIC WEALTH, INC. | Investment Advisor | $60,168 | — | $60,168 |
| EMPOWER ANNUITY INS. CO. OF AMERICA | Recordkeeper | $54,524 | — | $54,524 |
| EMPOWER ADVISORY GROUP LLC | Investment Advisor | $19,106 | — | $19,106 |
| WOODBURY FINANCIAL SERVICES, INC. | Investment Advisor | $11,136 | — | $11,136 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $144,934
- Estimated Expense Ratio: 0.301% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $125,275 | $125,275 | — | — | — |
| 2023 | $107,822 | $107,822 | — | — | — |
| 2022 | $116,793 | $116,793 | — | — | — |