Plan Snapshot
- Plan Sponsor: Whirlwind Steel Buildings, INC.
- Sponsor EIN: 760366138
- Sponsor Address: 8234 HANSEN ROAD, HOUSTON, TX, 770751002
- Plan Type: 401(k)
- Total Participants: 680
- Total Assets: $21.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 680 | $21.4M | $0 | $3.0M |
| 2023 | 878 | $19.4M | $0 | $2.6M |
| 2022 | 507 | $15.9M | $0 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT PLAN SRVCS. | RETAINED BY PLAN SPONSOR | $90,306 | — | $90,306 |
| OPPENHEIMER & CO, INC. | RETAINED BY PLAN SPONSOR | $39,904 | — | $39,904 |
| CARR, RIGGS & INGRAM | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK RETIREMENT PLAN SRVCS. — RETAINED BY PLAN SPONSOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $130,210
- Estimated Expense Ratio: 0.610% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $130,210 | $39,904 | $90,306 | — | — |
| 2023 | $101,202 | $41,763 | $59,439 | — | — |
| 2022 | $95,688 | $42,748 | $52,940 | — | — |