Plan Snapshot
- Plan Sponsor: W.T. Humphrey, INC.
- Sponsor EIN: 560998971
- Sponsor Address: 2423 NORTH MARINE BOULEVARD, JACKSONVILLE, NC, 28546
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 130
- Total Assets: $11.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 130 | $11.4M | $72,648 | $348,025 |
| 2023 | 247 | $14.1M | $134,119 | $620,642 |
| 2022 | 220 | $11.3M | $92,316 | $441,042 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | Investment Advisor | $68,843 | — | $68,843 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $20,705 | — | $20,705 |
| CLIFTONLARSONALLEN LLP | Auditor | $11,910 | — | $11,910 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $101,458
- Estimated Expense Ratio: 0.887% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $101,458 | — | $68,843 | $11,910 | — |
| 2023 | $102,542 | $77,386 | — | $15,608 | — |
| 2022 | $81,911 | — | $81,911 | — | — |