Plan Snapshot
- Plan Sponsor: Vivant Behavioral Holdings LLC
- Sponsor EIN: 871652067
- Sponsor Address: 2517 NORTH GREAT WESTERN DRIVE, PRESCOTT VALLEY, AZ, 86314
- Plan Type: DC
- Total Participants: 865
- Total Assets: $9.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 865 | $9.6M | $0 | $1.2M |
| 2023 | 845 | $9.1M | $600 | $1.2M |
| 2022 | 1,081 | $8.7M | $0 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $94,449 | — | $94,449 |
| NOVA 401(K) ASSOCIATES | CONTRACT ADMIN | $17,361 | — | $17,361 |
| GENEOS WEALTH MANAGEMENT INC. | INVESTMENT ADVISOR | $13,589 | — | $13,589 |
| METZ CPA, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- METZ CPA, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $125,399
- Estimated Expense Ratio: 1.312% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $126,564 | $96,269 | $30,295 | — | — |
| 2023 | $119,110 | $91,042 | — | — | — |
| 2022 | $106,703 | — | $106,703 | — | — |