Plan Snapshot
- Plan Sponsor: Viega, LLC
- Sponsor EIN: 205194438
- Sponsor Address: 585 INTERLOCKEN BLVD, BROOMFIELD, CO, 80021
- Plan Type: 401(k)
- Total Participants: 1,234
- Total Assets: $102.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,234 | $102.3M | $6.0M | $6.4M |
| 2023 | 926 | $79.6M | $4.9M | $5.2M |
| 2022 | 757 | $65.2M | $4.3M | $4.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $101,280 | — | $101,280 |
| SAGEVIEW ADVISORY GROUP LLC | ADVISOR | $22,727 | — | $22,727 |
| UBS FINANCIAL SERVICES INC | INVESTMENT ADV/ADVISOR | $21,423 | — | $21,423 |
| SWINDOLL, JANZEN, HAWK & LOYD, LLC | ACCOUNTANT/AUDITOR | $6,000 | — | $6,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- SAGEVIEW ADVISORY GROUP LLC — ADVISOR
- UBS FINANCIAL SERVICES INC — INVESTMENT ADV/ADVISOR
- SWINDOLL, JANZEN, HAWK & LOYD, LLC — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $151,430
- Estimated Expense Ratio: 0.148% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $151,380 | $29,150 | — | $6,000 | — |
| 2023 | $133,829 | $38,883 | — | $24,900 | — |
| 2022 | $117,607 | — | — | — | — |