Plan Snapshot
- Plan Sponsor: Utica Mutual Insurance Company
- Sponsor EIN: 150476880
- Sponsor Address: 180 GENESEE STREET, NEW HARTFORD, NY, 134132299
- Plan Type: DB
- Total Participants: 212
- Total Assets: $375.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 212 | $375.0M | $0 | $0 |
| 2023 | 240 | $367.0M | $0 | $0 |
| 2022 | 275 | $330.9M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRANT THORNTON | Auditor | $15,000 | — | $15,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GRANT THORNTON — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,000
- Estimated Expense Ratio: 0.004% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $567,959 | $105,000 | $193,431 | $15,000 | — |
| 2023 | $659,404 | $223,579 | $71,315 | $15,000 | — |
| 2022 | $855,625 | $294,036 | — | — | $219,022 |