Plan Snapshot
- Plan Sponsor: Ut-Battelle, LLC
- Sponsor EIN: 621788235
- Sponsor Address: PO BOX 2008, OAK RIDGE, TN, 37831
- Plan Type: DB
- Total Participants: 6,785
- Total Assets: $2.4B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 6,785 | $2.4B | $82.0M | $18.6M |
| 2023 | 6,357 | $2.5B | $71.0M | $16.6M |
| 2022 | 5,801 | $2.3B | $117.0M | $14.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HARRISON STREET ADVISORS, LLC | Other Service Provider | $1,606,725 | — | $1,606,725 |
| POLARIS CAPITAL MANAGEMENT, LLC | Other Service Provider | $1,181,512 | — | $1,181,512 |
| STATE STREET BANK & TRUST CO | Other Service Provider | $623,901 | — | $623,901 |
| NORTHERN TRUST COMPANY | Other Service Provider | $623,519 | — | $623,519 |
| JP MORGAN INVESTMENT MANAGEMENT INC | Recordkeeper | $612,958 | — | $612,958 |
| TOWERS WATSON | Other Service Provider | $298,558 | — | $298,558 |
| METROPOLITAN LIFE INSURANCE COMPANY | Other Service Provider | $265,660 | — | $265,660 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | Other Service Provider | $227,943 | — | $227,943 |
| STATE STREET BANK & TRUST CO. | Other Service Provider | $221,837 | — | $221,837 |
| CALLAN LLC | Other Service Provider | $217,800 | — | $217,800 |
| USI CONSULTING GROUP INC | Other Service Provider | $162,306 | — | $162,306 |
| TCW INVESTMENT MANAGEMENT CO. | Other Service Provider | $103,953 | — | $103,953 |
| GROOM LAW | ERISA Attorney | $87,909 | — | $87,909 |
| INSIGHT NORTH AMERICA LLC | Other Service Provider | $81,232 | — | $81,232 |
| CURCIO WEBB | Other Service Provider | $72,242 | — | $72,242 |
| HAMILTON LANE ADVISORS, LLC | Other Service Provider | $68,750 | — | $68,750 |
| JENNISON ASSOCIATES LLC | Recordkeeper | $66,254 | — | $66,254 |
| MCCONNELL AND JONES LLP | Auditor | $54,680 | — | $54,680 |
| PRUDENTIAL INSURANCE COMPANY | Recordkeeper | $48,727 | — | $48,727 |
| KPMG | Auditor | $47,450 | — | $47,450 |
| BRICKER GRAYDON | ERISA Attorney | $40,577 | — | $40,577 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JP MORGAN INVESTMENT MANAGEMENT INC — Recordkeeper
- GROOM LAW — ERISA Attorney
- JENNISON ASSOCIATES LLC — Recordkeeper
- MCCONNELL AND JONES LLP — Auditor
- PRUDENTIAL INSURANCE COMPANY — Recordkeeper
- KPMG — Auditor
- BRICKER GRAYDON — ERISA Attorney
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $6,714,493
- Estimated Expense Ratio: 0.280% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $8,774,052 | $280,967 | $130,932 | $2,294,133 | — |
| 2023 | $15,931,470 | $4,340,969 | $503,465 | $15,000 | — |
| 2022 | $15,160,902 | $6,589,954 | — | — | $1,252,040 |