Plan Snapshot
- Plan Sponsor: Ut-Battelle, LLC
- Sponsor EIN: 621788235
- Sponsor Address: 1 BETHEL VALLEY ROAD, OAK RIDGE, TN, 378306465
- Plan Type: 401(k)
- Total Participants: 7,080
- Total Assets: $1.8B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 7,080 | $1.8B | $23.0M | $83.4M |
| 2023 | 6,586 | $1.6B | $20.2M | $72.7M |
| 2022 | 5,984 | $1.4B | $17.9M | $64.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | NONE | $320,689 | — | $320,689 |
| USI INSURANCE SERVICES, LLC | NONE | $148,511 | — | $148,511 |
| CHARLES SCHWAB & CO., INC. | NONE | $6,949 | — | $6,949 |
| MCCONNELL & JONES LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES INC — NONE
- CHARLES SCHWAB & CO., INC. — NONE
- MCCONNELL & JONES LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $476,149
- Estimated Expense Ratio: 0.027% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $470,170 | $12,914 | — | — | — |
| 2023 | $424,942 | — | — | — | — |
| 2022 | $494,586 | — | — | — | $143,178 |