Plan Snapshot
- Plan Sponsor: Uricchio, Howe & Krell, P.A.
- Sponsor EIN: 570681886
- Sponsor Address: 17 1/2 BROAD STREET, CHARLESTON, SC, 29401
- Plan Type: DC
- Plan Number: 002
- Total Participants: 21
- Total Assets: $21.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 21 | $21.2M | $482,208 | $0 |
| 2023 | 15 | $19.8M | $452,251 | $0 |
| 2022 | 15 | $16.5M | $421,257 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE CO | Other Service Provider | $60,796 | — | $60,796 |
| RAYMOND JAMES & ASSOCIATES, INC. | Investment Advisor | — | $50,211 | $50,211 |
| ERISA SERVICES, INC. | Investment Advisor | $629 | $5,587 | $6,216 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RAYMOND JAMES & ASSOCIATES, INC. — Investment Advisor
- ERISA SERVICES, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $117,223
- Estimated Expense Ratio: 0.554% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $414,928 | — | — | — | — |
| 2023 | $446,352 | — | — | — | — |
| 2022 | $460,513 | — | — | — | — |