Plan Snapshot
- Plan Sponsor: Upright Holdings, INC.
- Sponsor EIN: 823861073
- Sponsor Address: 1840 PYRAMID PLACE, SUITE 550, MEMPHIS, TN, 38132
- Plan Type: 401(k)
- Total Participants: 628
- Total Assets: $27.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 628 | $27.3M | $3.5M | $3.2M |
| 2023 | 489 | $19.9M | $2.9M | $2.5M |
| 2022 | 406 | $13.6M | $1.9M | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WATKINS UIBERALL, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WATKINS UIBERALL, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $86,772 | $68,612 | — | — | — |
| 2023 | $68,154 | $44,387 | $23,767 | — | — |
| 2022 | $96,315 | $221 | $54,416 | — | — |