Plan Snapshot
- Plan Sponsor: University Otolaryngologists, INC.
- Sponsor EIN: 310682633
- Sponsor Address: 1810 MACKENZIE DRIVE, COLUMBUS, OH, 43220
- Plan Type: 401(k)
- Total Participants: 187
- Total Assets: $65.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 187 | $65.4M | $1.8M | $1.4M |
| 2023 | 185 | $56.5M | $1.7M | $1.4M |
| 2022 | 193 | $48.7M | $1.8M | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALLIANZ | Other Service Provider | $61,213 | — | $61,213 |
| NATIONWIDE | Recordkeeper | $50,585 | — | $50,585 |
| EQUITABLE ADVISORS LLC | Recordkeeper | $42,248 | $597 | $42,845 |
| RAYMOND JAMES FINANCIAL SERVICES | Investment Advisor | $30,985 | — | $30,985 |
| CHARLES SCHWAB | Recordkeeper | $29,332 | — | $29,332 |
| PRUDENTIAL SECURITIES | Recordkeeper | $11,904 | — | $11,904 |
| MORGAN STANLEY | Recordkeeper | $10,468 | — | $10,468 |
| JACKSON NATIONAL LIFE INSURANCE COM | Other Service Provider | $8,758 | — | $8,758 |
| BLUE BENEFITS CONSULTING | Recordkeeper | $6,043 | $743 | $6,786 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NATIONWIDE — Recordkeeper
- EQUITABLE ADVISORS LLC — Recordkeeper
- RAYMOND JAMES FINANCIAL SERVICES — Investment Advisor
- CHARLES SCHWAB — Recordkeeper
- PRUDENTIAL SECURITIES — Recordkeeper
- MORGAN STANLEY — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $252,876
- Estimated Expense Ratio: 0.387% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $204,161 | $204,161 | — | — | — |
| 2023 | $185,515 | $185,515 | — | — | — |
| 2022 | $173,189 | $173,189 | — | — | — |