Plan Snapshot
- Plan Sponsor: Universal Pool Company, INC
- Sponsor EIN: 363622959
- Sponsor Address: 300 W. ARMORY DRIVE, SOUTH HOLLAND, IL, 60473
- Plan Type: 401(k)
- Total Participants: 381
- Total Assets: $19.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 381 | $19.1M | $165,945 | $773,874 |
| 2023 | 189 | $17.8M | $165,463 | $800,026 |
| 2022 | 200 | $14.6M | $183,223 | $892,349 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | ADVISOR\INVESTMENT ADV | $44,277 | — | $44,277 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $5,224 | — | $5,224 |
| SIKICH CPA LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- SIKICH CPA LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $49,501
- Estimated Expense Ratio: 0.259% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $49,501 | $44,277 | — | — | — |
| 2023 | -$8,682 | $28,796 | — | — | — |
| 2022 | $56,063 | — | — | — | — |