Plan Snapshot
- Plan Sponsor: Unicredit Bank Gmbh, New York Branch
- Sponsor EIN: 132774123
- Sponsor Address: 150 E. 42ND STREET, NEW YORK, NY, 10017
- Plan Type: 401(k)
- Total Participants: 112
- Total Assets: $220.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 112 | $220.2M | $3.0M | $2.0M |
| 2023 | 107 | $191.0M | $2.9M | $2.0M |
| 2022 | 114 | $170.8M | $3.3M | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERCER INVESTMENTS LLC | PLAN ADMINISTRATOR | $23,409 | — | $23,409 |
| MERCERUSINC | PLAN ADMINISTRATOR | $23,409 | — | $23,409 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $5,528 | — | $5,528 |
| FORVIS MAZARS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- FORVIS MAZARS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $52,346
- Estimated Expense Ratio: 0.024% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $19,600 | $5,527 | — | — | — |
| 2023 | $2,842 | $52,539 | — | — | — |
| 2022 | $6,691 | $6,048 | — | — | — |