Plan Snapshot
- Plan Sponsor: Ub Family Medicine INC
- Sponsor EIN: 161280696
- Sponsor Address: 77 GOODELL STREET, BUFFALO, NY, 14203
- Plan Type: 401(k)
- Total Participants: 147
- Total Assets: $22.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 147 | $22.0M | $307,994 | $575,118 |
| 2023 | 92 | $19.5M | $314,828 | $487,440 |
| 2022 | 88 | $17.4M | $333,572 | $557,534 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICANTCS FID | Recordkeeper | $38,328 | — | $38,328 |
| JOHN HANCOCK RETIREMENT PLAN SVCS | Recordkeeper | $30,819 | — | $30,819 |
| TRG ADVISORS INC | Investment Advisor | $28,526 | — | $28,526 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK RETIREMENT PLAN SVCS — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $97,673
- Estimated Expense Ratio: 0.444% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $97,696 | $29,338 | $68,358 | — | — |
| 2023 | $41,523 | $26,785 | $14,738 | — | — |
| 2022 | $66,969 | $27,806 | $39,163 | — | — |