Plan Snapshot
- Plan Sponsor: U.S. Tsubaki Holdings, INC.
- Sponsor EIN: 362721807
- Sponsor Address: 301 E. MARQUARDT DRIVE, WHEELING, IL, 60090
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 691
- Total Assets: $129.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 691 | $129.1M | $3.7M | $5.1M |
| 2023 | 680 | $125.3M | $3.4M | $4.7M |
| 2022 | 684 | $104.3M | $3.1M | $4.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHN HANCOCK | Recordkeeper | $111,442 | — | $111,442 |
| GLOBAL RETIREMENT PARTNERS | Investment Advisor | $58,621 | — | $58,621 |
| WIPFLI, LLP | Auditor | $15,000 | — | $15,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK — Recordkeeper
- GLOBAL RETIREMENT PARTNERS — Investment Advisor
- WIPFLI, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $185,063
- Estimated Expense Ratio: 0.143% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $185,063 | $78,268 | $91,795 | $15,000 | — |
| 2023 | $181,568 | $54,427 | $113,141 | $14,000 | — |
| 2022 | $169,635 | $63,430 | $96,205 | — | $10,000 |