Plan Snapshot
- Plan Sponsor: U.A. Plumbers & Steamfitters Defined Contribution And 401(K) Plan Of T
- Sponsor EIN: 311524293
- Sponsor Address: 8441 GULF FREEWAY SUITE 304, HOUSTON, TX, 770175066
- Plan Type: 401(k)
- Total Participants: 5,316
- Total Assets: $37.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 5,316 | $37.5M | $3.6M | $1.4M |
| 2023 | 4,498 | $30.4M | $1.8M | $1.3M |
| 2022 | 4,003 | $25.0M | $1.8M | $796,035 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COMSAL INC | NONE | $183,338 | — | $183,338 |
| SOUTHWEST SERVICE ADMINISTRATOR | NONE | $108,876 | — | $108,876 |
| RBC CAPITAL MARKETS | NONE | $87,521 | — | $87,521 |
| HARPER & PEARSON COMPANY, P.C. | NONE | $73,000 | — | $73,000 |
| CONNER & WINTERS, LLP | NONE | $27,488 | — | $27,488 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RBC CAPITAL MARKETS — NONE
- HARPER & PEARSON COMPANY, P.C. — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $480,223
- Estimated Expense Ratio: 1.281% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $511,019 | $87,521 | $108,876 | $73,000 | — |
| 2023 | $438,098 | $90,278 | $93,844 | $49,600 | — |
| 2022 | $402,112 | $90,397 | $87,849 | — | $206,797 |