Plan Snapshot
- Plan Sponsor: Service Experts LLC
- Sponsor EIN: 621639453
- Sponsor Address: 3400 N. CENTRAL EXPRESSWAY, RICHARDSON, TX, 75080
- Plan Type: 401(k)
- Total Participants: 3,811
- Total Assets: $151.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,811 | $151.8M | $5.3M | $18.3M |
| 2023 | 3,675 | $120.4M | $3.3M | $16.3M |
| 2022 | 3,955 | $97.1M | $2.8M | $14.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $228,938 | — | $228,938 |
| MERRILL LYNCH PIERCE FENNER & SMIT | INVESTMENT ADVISOR | $45,000 | — | $45,000 |
| BAKER TILLY US, LLP | ACCOUNTANT/AUDITOR | $20,475 | — | $20,475 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $11,989 | — | $11,989 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $306,402
- Estimated Expense Ratio: 0.202% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $306,402 | $56,989 | $300 | $20,475 | — |
| 2023 | $313,567 | $1,023 | $1,500 | $19,425 | — |
| 2022 | $274,407 | — | — | — | — |