Plan Snapshot
- Plan Sponsor: Tudor Investment Corporation
- Sponsor EIN: 222514825
- Sponsor Address: 200 ELM STREET, STAMFORD, CT, 06902
- Plan Type: 401(k)
- Total Participants: 299
- Total Assets: $172.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 299 | $172.7M | $2.4M | $5.6M |
| 2023 | 286 | $154.6M | $2.1M | $4.7M |
| 2022 | 248 | $130.7M | $2.1M | $4.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RSM US LLP | Auditor | $96,462 | — | $96,462 |
| PROCYON PARTNERS LLC DBA | Investment Advisor | $65,000 | — | $65,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $161,462
- Estimated Expense Ratio: 0.094% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $133,182 | — | — | — | — |
| 2023 | $173,971 | — | — | — | — |
| 2022 | $133,958 | — | — | — | — |