Plan Snapshot
- Plan Sponsor: Trustees U.A. Plumbers 63 & Steamfitters 353 Pen Trustfund
- Sponsor EIN: 376118084
- Sponsor Address: PO BOX 68994, INDIANAPOLIS, IN, 462680994
- Plan Type: DB
- Plan Number: 001
- Total Participants: 510
- Total Assets: $152.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 510 | $152.3M | $9.6M | $0 |
| 2023 | 497 | $144.7M | $9.6M | $0 |
| 2022 | 481 | $138.4M | $9.3M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | Other Service Provider | $115,171 | — | $115,171 |
| HEALTHSCOPE BENEFITS, INC. | Other Service Provider | $81,978 | — | $81,978 |
| THE SEGAL COMPANY (MIDWEST), INC. | Other Service Provider | $61,141 | — | $61,141 |
| NATIONAL INVESTMENT SERVICES | Other Service Provider | $26,328 | — | $26,328 |
| ROMOLO & ASSOCIATES LLC | Other Service Provider | $18,715 | — | $18,715 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $303,333
- Estimated Expense Ratio: 0.199% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $453,650 | $141,498 | $95,308 | $22,280 | — |
| 2023 | $440,558 | $129,738 | $96,334 | $20,900 | — |
| 2022 | $432,146 | $118,314 | $80,371 | — | $135,350 |