Plan Snapshot
- Plan Sponsor: Trustees Of Plumbers/Steamfitters Local 440 Defined Cont Pens Fund
- Sponsor EIN: 352078254
- Sponsor Address: 3440 KOSSUTH STREET, LAFAYETTE, IN, 479035769
- Plan Type: DC
- Plan Number: 001
- Total Participants: 3,535
- Total Assets: $198.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,535 | $198.2M | $10.6M | $4.3M |
| 2023 | 2,945 | $172.7M | $7.9M | $3.5M |
| 2022 | 2,898 | $144.0M | $6.3M | $2.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEWPORT GROUP | Other Service Provider | $160,546 | — | $160,546 |
| S.C. MILLER & COMPANY | Other Service Provider | $85,360 | — | $85,360 |
| MARINER INSTITUTIONAL | Other Service Provider | $42,000 | — | $42,000 |
| L.M. HENDERSON & CO., LLP | Other Service Provider | $15,115 | — | $15,115 |
| JOHNSON & KROL | Other Service Provider | $14,253 | — | $14,253 |
| REGIONS BANK | Other Service Provider | $14,020 | — | $14,020 |
| BLACK HORSE ENTERPISES LLC | Other Service Provider | $7,988 | — | $7,988 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $339,282
- Estimated Expense Ratio: 0.171% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $375,180 | $192,804 | $95,102 | $15,115 | — |
| 2023 | $327,419 | $173,306 | $86,265 | $14,842 | — |
| 2022 | $298,171 | $158,978 | $72,304 | — | $29,922 |