Plan Snapshot
- Plan Sponsor: Tradition America Holdings, INC.
- Sponsor EIN: 463751863
- Sponsor Address: 32 OLD SLIP, NEW YORK, NY, 10005
- Plan Type: 401(k)
- Total Participants: 455
- Total Assets: $207.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 455 | $207.5M | $1.6M | $6.8M |
| 2023 | 456 | $179.4M | $1.6M | $6.5M |
| 2022 | 435 | $156.7M | $1.5M | $5.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CMC ADVISORS, INC. | NONE | $95,551 | — | $95,551 |
| UHY LLP | NONE | $31,775 | — | $31,775 |
| CMC INTERACTIVE, LLC | NONE | $13,660 | — | $13,660 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UHY LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $140,986
- Estimated Expense Ratio: 0.068% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $140,986 | $95,551 | — | $31,775 | — |
| 2023 | $126,109 | $82,699 | — | $30,750 | — |
| 2022 | $124,375 | $83,730 | — | — | — |